Other Fees

Corporate Actions & Dividend Processing Trading Withdrawals & Physical Deposits Security Transfer Fees Account Maintenance and Reporting Fees Pass-Through Custody & Maintenance Fees

Corporate Actions & Dividend Processing

The following represents fees charged by IBKR for the processing of Corporate Actions affecting securities in your portfolio.

Universal
Type	Fees⁴
Requests to exercise Dissenter or Appraisal Rights	USD 500 + external costs
Hong Kong Stock Tenders for Cash	0.1% Stamp Duty
AU Corporate Actions (Tenders, Share Purchase Plan, Warrant, etc)	Free (First Submission)^1,2
AU Proxy Vote Submission	AUD 200³
Physical Attendance - AU Proxy Vote	AUD 500⁶
All Other (Mandatory, Voluntary, With Options, etc)	Free
All Other (Mandatory, Voluntary, With Options, etc)	Free

Europe Middle East Africa (EMEA)
Withholding Tax Voucher Request for Dividends Paid On:	Fees⁴
Belgian stocks	EUR 0 per line⁵
German stocks "Einzelsteuerbescheinigung"	EUR 30 per line⁵
Norwegian stocks	NOK 0 per line⁵
Swedish stocks	SEK 0 per line⁵
Swiss stocks	CHF 0 per line⁵
United Kingdom stocks	GBP 0 per line⁵
Withholding Tax Reclaim Request for Dividends Paid On:	Fees
French stocks "Form 5000/5001"	EUR 125 per line
Spanish stocks	EUR 50 per line

Notes:

IBKR imposes a submission deadline for corporate actions, after which we do not guarantee to accept your request. If we do accept your request after the submission deadline has passed, you will be charged a fee of AUD 100 for each such request, regardless of the outcome of the corporate action. As with all corporate actions, the issuer has the sole discretion to accept, reduce or reject your request. Please click here to view the submission deadlines and other relevant information.
First submission is free of charge. Any subsequent submissions / amendments / cancellation for AU corporate action which will incur a nonrefundable fee of 100 AUD per submission. Please also note that most AU corporate action events are non-revocable and cannot be canceled.
Please provide your instructions at least 4 business days prior to the meeting for IBKR Australia and our agent to have sufficient time for processing. Click here for more information.
All commissions and fees include the 10% Japanese consumption tax.
Only Tax Voucher requests made via the Client Portal will be processed. Any ticket requests submitted to client services for Tax Vouchers are not accepted.
Please provide your instruction for Physical Attendance (AU Proxy votes) at least 6 business days prior to the meeting for IBKR Australia and our agents to process the request.

Trading Related Fees (non commission related)

Exercise and Assignment ¹

Universal
Product	Transaction Fees
Stock Options	No fees
Non-US Index Options	Charged standard option commissions on exercise or assignment. No charges on lapsed/expired contracts.
Futures / Futures Options	Charged the standard futures or futures options commission at expiration of the contract.

United States
Product	Transaction Fees
Stock Options ²	SEC Transaction Fee: USD 0.00 * Value of Aggregate Sales FINRA Trading Activity Fee: USD 0.000166 * Quantity Sold⁴
US Index Options	No fees
Futures / Futures Options	Charged the standard futures or futures options commission at expiration of the contract.

Notes:

IBKR does not charge an option exercise or assignment fee. Certain transactions are subject to the standard commissions for the applicable product.
The transaction fees listed represent allocations of costs charged to IBKR by third-parties. IBKR does not assess a separate option exercise/assignment fee.
All commissions and fees include the 10% Japanese consumption tax.
Please note that the stated Consolidated Audit Trail ("CAT") fee will be charged for all executions of shares on Eligible Securities, including instances in which a third-party broker is used for execution and such third-party broker does not pass along the CAT fee to IBKR.

Cancel/Modify Orders

United States
Asset/Order Origin	Routing Venue	Fee per Order^1,3	Execution Credit ^2,3
API/CTCI Smart	N/A	None	N/A
TWS Directed and Smart	All	None	N/A
API/CTCI Directed	All	USD 0.01	USD 0.25 per API/CTCI Directed execution

Orders with a time in force that specifies an expiration time, such as GTC, will be assessed cancel fees according to the above schedule.

Click here for cancel/modify fee examples.

Europe Middle East Africa (EMEA)
Asset/Order Origin	Routing Venue	Fee per Order^1,3	Execution Credit^2,3
Direct Routed Order	TGATE	EUR 0.50	EUR 2.50 per TRADEGATE execution in the same product on the same day

Notes:

Unless otherwise specified, the per-order fee applies to both order cancellations and modifications.
Execution credits are applied against cancel or modify fees for the day. Execution credits cannot exceed cancel/modify fees.
All commissions and fees include the 10% Japanese consumption tax.

Cancel/Modify Futures/Options Orders

Europe Middle East Africa (EMEA)
Asset/Order Origin	Routing Venue	Fee per Order^1,4	Execution Credit^2,3,4
TWS	DTB, SOFFEX	None	N/A
API/CTCI	DTB, SOFFEX	EUR 0.25	EUR 2.50 per Eurex execution in the same product on the same day.

Orders with a time in force that specifies an expiration time, such as GTC, will be assessed cancel fees according to the above schedule.

Click here for more cancel/modify fee examples.

Notes:

Unless otherwise specified, the per-order fee applies to both order cancellations and modifications.
Execution credits are applied against cancel or modify fees for the day. Execution credits cannot exceed cancel/modify fees.
For options, credit is the lesser of (1/3 of commissions paid on those contracts that count towards credit) and (Execution Credit).
All commissions and fees include the 10% Japanese consumption tax.

Trade Bust/Adjustments

If an exchange or other market center charges Interactive Brokers a trade bust, trade cancel fee or trade adjust fee because of an order placed by an IBKR customer, or because of a customer bust or adjust request, the customer is fully responsible for the fee and the fee will be deducted from the customer's account.

In addition to fees charged by exchanges (and in cases where exchanges do not charge a fee), IBKR will charge the following fees for requests to have trades busted:

USD 50 for the first bust request in a calendar month.²
USD 100 per incident for subsequent bust requests in the same calendar month.²

The above fees are subject to change.

For more information about IBKR’s trade bust request policies, please see IBKR's Bust Policy and Procedures

United States
Exchange	Fees²	Additional Info
CME Group (ECBOT, Globex, NYMEX)	USD 1,000.00	When GCC¹ busts a trade, the party responsible for entering the order into the electronic trading system that gave rise to the trade bust/adjustment shall pay an administrative fee to the Exchange in the amount of USD 1,000 for each occurrence. If a non-member customer responsible for entering an order that results in a trade bust fails to pay the fee in accordance with this section, the clearing member carrying the customer's account shall be responsible for payment of the fee. For additional information click the following links: CME Group Rulebooks, Rule 588, Rule 622.
NASDAQ	USD 250.00	If an appeal is requested on a ruling that was previously made and that appeal upholds the original decision, Nasdaq will assess a fine for the appeal. Additional information regarding this policy can be found on this page. Clearly Erroneous Rule changes effective October 5, 2009, can be found here. For a list of fees, click here.

Germany and Sweden
Exchange	Fees²	Additional Info
EUREX	EUR 500.00	N/A
EUR SFB	SEK 700.00	N/A

Hong Kong
Exchange	Fees²	Additional Info
HKFE	HKD 3000.00	N/A

Notes:

GCC is the group at the CME that is responsible for reviewing ECBOT, Globex, and NYMEX executions.
All commissions and fees include the 10% Japanese consumption tax.

Telephone orders¹ closing positions

America
Currency	Telephone Orders²
USD	USD 30.00 per order
CAD	CAD 40.00 per order
MXN	MXN 550.00

Europe Middle East Africa (EMEA)
Currency	Telephone Orders²
CHF	CHF 30.00 per order
EUR	EUR 30.00 per order
GBP	GBP 25.00 per order
NOK	NOK 250.00
SEK	SEK 250.00 per order

Asia-Pacific
Currency	Telephone Orders²
AUD	AUD 40.00 per order
HKD	HKD 230.00 per order
JPY	JPY 3,000.00 per order
KRW	KRW 35,000.00 per order
NZD	NZD 40.00
SGD	SGD 40.00 per order

Notes:

Telephone orders are only allowed for closing orders, and the stated fee is in addition to all regular commission fees. Fees will be waived in the case of IBKR technology problems.

This is different from IBKR's Institutional trade desk
All commissions and fees include the 10% Japanese consumption tax.

Withdrawals

IBKR allows two free withdrawal requests per calendar month. After the second withdrawal (of any kind), IBKR will charge the fees listed below for any subsequent withdrawal.

Note: Withdrawal request time is not based on local time but on ET time zone (New York time).

America
Currency	Bank Wire/Transfer¹
USD	10.00

Europe Middle East Africa (EMEA)
Currency	Bank Transfer¹
EUR	8.00
GBP	7.00

Asia-Pacific
Currency	Bank Transfer¹
JPY	1,600.00

Notes:

All commissions and fees include the 10% Japanese consumption tax.

IBKR withdrawal fees do not cover third-party fees. The account holder will be solely responsible for any fees assessed by a beneficiary or correspondent bank. In addition, processing fees charged by your bank or its correspondent bank, which are not included in IBKR withdrawal fees, may be deducted from bank transfer proceeds.

Depository/Trading Currency Changes

Action	Fee
Each request to change the trading currency or depository location of a multi-listed security held in your account.	USD 10.00

Security Transfer Fees

ADR / GDR (American or Global Depository Receipt) and CDI (Australian CHESS Depositary Interests) Fees

Various Central Securities Depositories such as the Depository Trust Company (DTC), Euroclear or Clearstream collect custody fees on behalf of ADR/GDR/CDI agents for DRs which do not pay periodic dividends. The fees are deducted by the applicable depository in standard billing and will be passed to accounts which held the ADR/GDR/CDI on the record date.

For additional information on the fee IBKR recommends that you consult the ADR/GDR/CDI prospectus.

Type	Fee⁴
ADR/GDR/CDI Fee	Pass through fee of 0.05 per share.
Voluntary Conversion	USD 500
Voluntary Conversion Tied to Program Termination:
Up to delisting date One to 30 days following delisting 30+ days following delisting	USD 500 USD 0 USD 500

DTC Position Transfers

Universal
Transfer Method	Type	Fee⁴
ACATS	Deposit or Withdrawal	None¹
DRS	Deposit	Starting at USD 25 per settled transaction²; USD 100 per rejected transaction³
DRS	Withdrawal	USD 5 per settled transaction; no fee for rejected transaction
Canadian DRS	Deposit or Withdrawal	The exact settlement or rejection fee charged by the agent plus CAD 30 per transaction⁶

Notes:

In addition to the above, there is also a fee of HKD 5 stamp tax per transfer form. Cash cannot be accepted. Please prepare a cheque for HKD 5 per transfer form payable to "The Stock Exchange of Hong Kong Limited".
Please visit our Knowledge Base for details.
Additional fees may be imposed for submitting large volumes that are time consuming to process, please contact Client Services via a web ticket for more information.
All commissions and fees include the 10% Japanese consumption tax.
A rejection fee of HKD 1,000 will be charged for any transaction rejected by the share registry.
CAD 300 minimum required to cover potential rejection fees.

Singapore Central Depository Position Transfers

Singapore
Transfer Type	Processing Fee³
Inbound position transfer	SGD 10.90 (inclusive of GST) per transfer counter
Outbound position transfer	SGD 10.90 (inclusive of GST) per transfer counter

Asset Transfer (Out)¹

Asia-Pacific
Currency	Asset Transfer (Out)³
AUD	AUD 50.00 minimum²
HKD	HKD 400.00
JPY	JPY 4,000.00
SGD	SGD 50.00

Notes:

When transferring Asian positions from your IBKR account, there is a charge of USD 50.00 for each request or the amount listed in the above table.
For transfers with total asset value under AUD 10,000, fee is AUD 10 per asset, otherwise AUD 5 per asset, both with minimum of AUD 50 per request.
All commissions and fees include the 10% Japanese consumption tax.

Account Maintenance and/or Reporting Fees

LEI

For customers subject to the European Markets and Infrastructure Regulations (EMIR) or markets in Financial Instruments Regulation (MiFIR), should you request that IBKR apply for a Legal Entity Identifier (LEI) on your behalf, your account will be assessed a one-time fee for the application as well as an annual maintenance fee assessed on or shortly after the yearly anniversary date of your LEI application. The costs are reflected below.

Type	Fee³
Application Fee	USD 60 ^{1, 2}
Renewal Fee	USD 40 ^{1, 2}

For more information on EMIR and the LEI, please refer to https://guides.interactivebrokers.com/am/Default.htm#am/manageaccount/emirandleiinformation.htm

For more information on MIFIR and the LEI, please refer to http://ibkb.interactivebrokers.com/article/2974

Notes:

Charged in the base currency of the account.
The above fee includes a USD 11 surcharge paid to the Global Entity Identifier Foundation (GLEIF).
All commissions and fees include the 10% Japanese consumption tax.

Archived Statements

Asia-Pacific
Currency	Archived Statements^1,2
JPY	JPY 2,200.00/first statement JPY 450.00 each additional statement.

Notes:

A processing fee of EUR 30.00 per request is charged for any Withholding Tax Voucher request for dividends paid on German stocks.
A processing fee of EUR 50.00 per request is charged for any Withholding Tax Voucher requests for dividends paid on French stocks.

The prior 10 years of statements are available.
For additional information on availability of Daily and Monthly statements click here.
All commissions and fees include the 10% Japanese consumption tax.

Pass-Through Custody & Maintenance Fees

Germany
Exchange	Fee Type	Product Group	Rate
Taiwan Stock Exchange	Custody Fee ¹	TWD denominated stock	0.01425%
Taiwan Stock Exchange - Depository (TDCC) Fee	Custody Fee ¹	TWD denominated stock	TWD 1.8 per round lot²

Notes:

Annual rate applied to value of portfolio (applicable securities) computed and charged on a daily basis in the trading denomination of the securities.
Taiwan Depository & Clearing Corporation depository fees computed based on number of round lots (1000 shares) held during the monthly period.

Other Fees

Corporate Actions & Dividend Processing

Trading Related Fees (non commission related)

Exercise and Assignment 1

Cancel/Modify Orders

Cancel/Modify Futures/Options Orders

Trade Bust/Adjustments

Telephone orders1 closing positions

Withdrawals

Withdrawals

Depository/Trading Currency Changes

Security Transfer Fees

ADR / GDR (American or Global Depository Receipt) and CDI (Australian CHESS Depositary Interests) Fees

DTC Position Transfers

Singapore Central Depository Position Transfers

Asset Transfer (Out)1

Account Maintenance and/or Reporting Fees

LEI

Archived Statements

Pass-Through Custody & Maintenance Fees

Exercise and Assignment ¹

Telephone orders¹ closing positions

Asset Transfer (Out)¹